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NYSE Arca
Results: 1249

#	Item
491	SROs Select Short List Bids for the Consolidated Audit Trail JULY 1, 2014 – The national securities exchanges and FINRA (collectively, the self-regulatory organizations, or SROs) have selected six bids from the list of Add to Reading List Source URL: boxexchange.com Language: English - Date: 2014-07-02 10:27:21 U.S. Securities and Exchange Commission Financial Industry Regulatory Authority NASDAQ International Securities Exchange Chicago Stock Exchange Chicago Board Options Exchange OMX NYSE Arca Direct Edge Economy of the United States Self-regulatory organizations NYSE Euronext
492	OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed] Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2014-04-01 11:53:15 Financial markets Finance NYSE Arca Order Market liquidity Securities Exchange Act Security Stock market Financial economics Investment
493	OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed] Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2014-03-27 12:17:22 Securities Exchange Act Stock market Financial regulation Financial economics NYSE Arca Securities regulation in the United States New York Stock Exchange U.S. Securities and Exchange Commission Self-regulatory organization United States securities law United States Securities and Exchange Commission 73rd United States Congress
494	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]January 24, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Relating to a Corporate Action Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-27 09:07:31 IntercontinentalExchange Euronext New York Stock Exchange NYSE Arca Financial services OTE Securities Exchange Act NYSE Euronext Economy of the United States New York City
495	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]July 11, 2013 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-11 19:05:03 United States Securities and Exchange Commission New York Stock Exchange Securities Exchange Act NYSE Arca U.S. Securities and Exchange Commission NASDAQ Direct Edge Futures contract Economy of the United States Financial economics Investment
496	November 7, 2007 Dr. Erik R. Sirri Director, Division of Market Regulation U.S. Securities and Exchange Commission 100 F St., N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-09 15:19:01 Financial markets Financial system Economy of the United States Self-regulatory organizations Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities Industry and Financial Markets Association NYSE Arca Securities Exchange Act Financial economics Investment United States securities law
497	Microsoft Word - NSX Comment Letter Draft[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-02-28 16:00:36 United States securities law Regulation NMS Self-regulatory organizations Financial system Finance Market data Securities Exchange Act U.S. Securities and Exchange Commission NYSE Arca Financial markets United States Securities and Exchange Commission Financial economics
498	Mary Yeager Corporate Secretary NYSE Arca, Inc. 11 Wall Street New York, NY 10005 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-02-12 13:15:35 United States Securities and Exchange Commission Business Financial system Financial regulation United States securities law NYSE Arca Regulation NMS Electronic communication network Securities Exchange Act Financial markets Financial economics Finance
499	August 16, 2007 Via E-mail Ms. Nancy M. Morris, Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-17 11:05:21 Financial system Bonds Securities Securities Industry and Financial Markets Association NYSE Arca U.S. Securities and Exchange Commission Market data New York Stock Exchange Financial economics Investment Financial markets
500	Testimony of Joseph Mecane Executive Vice President and Chief Administrative Officer, NYSE Euronext U.S. Securities Exchange Commission Securities Lending and Short Sale Roundtable September 30, 2009 Chairman Schapiro an Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-28 18:59:46 Financial system United States securities law New York Stock Exchange Securities Exchange Act Euronext NYSE Arca Naked short selling U.S. Securities and Exchange Commission Derivative Financial economics NYSE Euronext Finance

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